Introduction to Financial Services Regulation CPD video

This new video (1 hour 15 minutes) discusses financial services regulation and the licensing system.

The video is an overview of the ongoing obligations of Australian Financial Services Licensees including disclosure, advertising and dispute resolution.

You can watch it on my website here.

 

Your Compliance Support Plan

We understand you need a cost-effective way to keep up to date with regulatory changes. Talk to us about our fixed price plans.