The FSR Review Tools have been developed for the purpose of assisting retail ADI’s to check compliance with their Australian Financial Services Licence conditions.
The package consists of checklists dealing with:
- Product Analysis
- Compliance Positions
- Procedures
- FSG Requirements
- PDS Requirements
- Variations Requirements
- Confirmation of Transactions
- Advertising
- Website Compliance
- Account Statement Requirements
- Electronic Notice Requirements
- Statement of Advice Requirements.
