In my July 2017 webinar on Financial Services Compliance I discussed how Compliance Officers were coping with the then current issues (which have not changed since) including bad publicity for banking, insurance and financial services compliance culture, AML/CTF, BEAR, regulator enforcement activity and increased penalties and fines.

This brief excerpt (2 minutes 14 seconds) discusses some of the difficulties and pain points being faced by compliance officers. It is still relevant.

The rest of the webinar suggested solutions.

The full video is available at our training website.