Current Financial Services Issues Guides

I have published 2 eBooks as brief guides to current financial services issues.

The Responsible Lending Guide (42 pages) summarises the Credit Act responsible lending obligations and discusses ASIC’s approach, recent cases and the views of FOS and CIO.

The Breach Reporting Guide (22 pages) summarises the breach reporting obligations of financial services licensees and credit licensees and proposed changes.

You can look at the catalogue of my courses here.

 

Your Compliance Support Plan

We understand you need a cost-effective way to keep up to date with regulatory changes. Talk to us about our fixed price plans.