Managing Third Party Risks CPD video

The National Credit Act and the Corporations Act contain restrictions on dealings by credit licensees and financial services licensees with unlicensed persons.

In a new financial services and credit CPD video (26 minutes) I discuss licensing requirements when dealing with third parties.

It covers both financial products and credit products, when a licensee sells a third party product and when it appoints a third party representative or referrer.

It also discusses financial services outsourcing and probity issues.

You can watch it on my website here.

 

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