ASIC policies on emissions units advisers

ASIC has released its final policies on adviser training and financial requirements for entities and individuals providing financial services in relation to emissions units: RG 146 now contains guidance on specialist knowledge requirements for advisers providing financial product advice to retail clients on emissions units.

ASIC has also released an updated version of Regulatory Guide 236 Do I need a licence to participate in carbon markets? (RG 236)

No specific updates have been made to RG 166: AFS licensees providing financial services for regulated emissions units should meet the current requirements of RG 166.

 

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